AJ Wealth is committed to safeguarding the confidential information of its clients. We hold all personal information provided to our firm in the strictest confidence. These records include all personal information that we collect from you in connection with any of the services provided by AJ Wealth. We never disclose information to non-affiliated third parties, except as permitted by law, and we do not anticipate doing so in the future. If we were to anticipate such a change in the firm’s policy, we would be prohibited under the law from making such a change without advising you first.
We limit our employee and agent access to information only to those who have a business or professional reason for knowing, and only to non-affiliated parties as permitted by law. For example, federal regulations permit us to share a limited amount of information about you with a brokerage firm in order to execute securities transactions on your behalf. Alternately, our firm may be requested to discuss your financial situation with your accountant or attorney.
We maintain a secure office and computer environment to ensure that your information is not placed at unreasonable risk.
We retain records relating to professional services that we provide so that we are better able to assist you with your financial needs and, in some cases, to comply with professional guidelines. In order to guard your nonpublic personal information, we maintain physical, electronic, and procedural safeguards that comply with our professional standards.
For non-affiliated third parties that require access to your personal information, including financial service companies, consultants, and auditors, we also require strict confidentiality in our agreement with them and expect them to keep this information private. Federal and state regulators also may review firm records as permitted under law.
We do not provide your personally-identifiable information to mailing list vendors or solicitors for any purpose.
If, at a future time, you are no longer a client of AJ Wealth. we will adhere to the privacy policies and practices as described in this notice.