Scott Bradtmiller, J.D.

  • Chief Compliance Officer
    Scott Bradtmiller, J.D.

    Scott is the Chief Compliance Officer at AJ Wealth, responsible for adopting, implementing, and reviewing the adequacy and effectiveness of written policies and procedures designed to prevent violations of the Advisers Act. He is actively involved in all facets of the firm allowing him to reduce the firms regulatory risk by effectively delivering strategy, risk management, operations, and technology expertise from a compliance perspective. Scott’s principal role is protecting clients of the firm and ensuring their best interest are put first by eliminating conflicts of interest and staying abreast of an ever-changing and evolving regulatory environment. Scott graduated with a B.A. from Purdue University in 1995 and later receiving his J.D. from Western Michigan Cooley Law School.

Client Resources

Company Information

AJ Wealth
28 Liberty Street, Suite 2850
New York, NY 10005
Phone: 212-729-7750
Fax: 888-712-1647

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